With increasing global supply of photovoltaic (PV) modules into free field as well as building added applications, product safety aspects have received increased attention. To address the latter Working Group 2 (WG2) of the Technical Committee for Solar Photovoltaic Energy Systems (TC 82) of the International Electrotechnical Commission (IEC) invested a considerable effort in updating the governing PV module safety standards – IEC 61730 series. Part 1 of IEC 61730 addresses the minimum requirements for module design while Part 2 covers the required test protocols and test sequences. In particular, PV system voltages of up to 1.500 V d.c. impose requirements on component materials and module construction that deserve a more detailed explanation rooted in international horizontal standards. A key underlying concept relevant to electrical safety is Insulation Coordination in accordance to IEC 60664 taking into consideration the service environment of the PV module as well as the system voltage (Pollution Degree and Overvoltage Category). Resulting from the latter are material properties (Material Groups) and construction requirements (spacing) governing protection against electric shock – e.g., type of insulation (basic, double, functional, reinforced, solid), minimum clearances (cl) and creepage distances (cr) as well as distance through insulation (dti) for cemented joints. This paper explains how the governing horizontal standard of Insulation Coordination (IEC 60664) relates to specific material and construction requirements of PV modules as a function of their intended use and application (system voltage, deployment environment) and the resulting requirements laid down in the new IEC 61730 series. A generic example will be given at the end to ease understanding.

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SAFETY OF PHOTOVOLTAIC MODULES FOCUS ON INSULATION COORDINATION

Bengt Jaeckel1 , Guido Volberg2a , Joerg Althaus2b, Gerhard Kleiss3, Peter Seidel4, Markus Beck5 and Arnd Roth6

1 UL International GmbH, Admiral-Rosendahl- Strasse 9, 63263 Neu-Isenburg (Zeppelinheim), Germany

2a TÜV Rheinland LGA Products GmbH, Am Grauen Stein, 51105 Köln, Germany

2b TÜV Rheinland Energie und Umwelt GmbH, Am Grauen Stein, 51105 Köln, Germany

3 SolarWorld AG, Martin-Luther-King-Straße 24, 53175 Bonn, Germany

4 First Solar GmbH, Rheinstraße 4, 55116 Mainz, Germany

5 Siva Power, 2387 Bering Drive, San Jose, CA 95131, United States

6 VDE Prüf- und Zertifizierungsinstitut GmbH, Merianstraße 28, 63069 Offenbach, Germany

ABSTRACT:

With increasing global supply of photovoltaic (PV) modules into free field as well as building added applications,

product safety aspects have received increased attention. To address the latter Working Group 2 (WG2) of the

Technical Committee for Solar Photovoltaic Energy Systems (TC 82) of the International Electrotechnical

Commission (IEC) invested a considerable effort in updating the governing PV module safety standards IEC 61730

series. Part 1 of IEC 61730 addresses the minimum requirements for module design while Part 2 covers the required

test protocols and test sequences.

In particular, PV system voltages of up to 1.500 V d.c. impose requirements on component materials and module

construction that deserve a more detailed explanation rooted in international horizontal standards. A key underlying

concept relevant to electrical safety is Insulation Coordination in accordance to IEC 60664 taking into consideration

the service environment of the PV module as well as the system voltage (Pollution Degree and Overvoltage

Category). Resulting from the latter are material properties (Material Groups) and construction requirements

(spacing) governing protection against electric shock e.g., type of insulation (basic, double, functional, reinforced,

solid), minimum clearances (cl) and creepage distances (cr) as well as distance through insulation (dti) for cemented

joints.

This paper explains how the governing horizontal standard of Insulation Coordination (IEC 60664) relates to specific

material and construction requirements of PV modules as a function of their intended use and application (system

voltage, deployment environment) and the resulting requirements laid down in the new IEC 61730 series. A generic

example will be given at the end to ease understanding.

Keywords: IEC, IEC 60664, IEC 61730, safety, insulation coordination, protection against electric shock

protection class, pollution degree, cemented joint

1. INTRODUCTION

In 2014 the globally installed photovoltaic (PV) capacity

reached 178 GWp and at the time of writing the

200 GWp milestone has most likely already been

reached. While distributed generation (DG) of small (1

kWp - 20 kWp) roof top PV systems still constitutes a

significant market share, the trend in today's PV systems

is to medium ( 100 kW p - 1 MWp ) and increasingly

large-scale (> 1 MWp ) installations where , in particular,

the demand for higher system voltages arises . With

average PV module sales prices decreasing to the

$US0.70/Wp level balance of system (BOS) costs

constitute a far larger portion than in the past. In

particular, labor and cabling dominate BOS costs driving

system designs to increasingly higher system voltages

in the 1.000 V - 1.500 V range. Higher voltages further

reduce electrical system losses, but such high d.c.

voltages constitute new challenges for PV system

component designs and materials that need to be

addressed in the relevant standards. As such,

maintenance of the pertinent standards needs to assure

compliance with state-of-the- art knowledge and best

practices for d.c. voltages of up to 1.500 V.

2. MOTIVATION

Over the past several years TC 82 WG 2 directed

significant efforts towards upda ting the IEC 61730 series.

One key objective was to align the main PV safety

standard to IEC horizontal standards, mainly to

IEC 60664 [4],[5],[6] and therefor implement the concept

of Insulation Coordination for PV modules. To

understand this concept is crucial for applying it to PV

modules. This paper, therefore, will review the key

aspects in IEC 60664 and highlight s the following four

points:

Overvoltage Category

Classes

Pollution degree (PD)

Material Groups (MG)

However, this paper or IEC 61730 are not intended to

obsolete the obligation to study IEC 60664 in detail.

3. TERMS AND DEFINITIONS

Standard series IEC 61730 [7] requires numerous key

definitions and a detailed understanding of electro

technical horizontal standards. Several terms where

highlighted in [1] like distance through insulation (dti),

clearance (cl) and creepage (cr). Additional terms and

definitions are provided in the standard [7] as well as in

IEC 60050 [8].

For the purpose of this paper the terms and definitions of

solid insulation, clearance, and creepage are important. In

addition the following terms need to be comprehended:

Insulation Coordination

Overvoltage Category

Classes

Pollution Degree (PD)

Material Group (MG)

4. INSULATION COORDINATION

In a more historical approach Insulation Coordination

was described in the following way by D. V. RAZEVIG

in the The Great Soviet Encyclopedia published in 1979:

"measures taken to coordinate the level of insulation in

electrical equipment with the magnitudes of the

overvoltages acting on it and the characteristics of the

protection devices (protective gaps). The choice of an

insulation level is a technical-economic problem: for

each rated voltage of the electrical equipment there exists

a technically achievable and economically most

advantageous insulation level.

Before the advent of reliable arresters, insulation

coordination was a method of grading insulation in

which insulation breakdown 'for example, in the

equipment of an electric power substation' would be most

probable at a place where the consequences of the

breakdown are the least serious for service. Thus, the

insulation of a power line is reduced as it approaches a

substation, regarding the line as a unique arrester, and

the strength of the internal insulation was made

substantially greater than that of the external insulation:

breakdowns of external insulation usually do not cause

permanent damage. As methods of protection against

overvoltages developed, the insulation level in electrical

equipment came closer to the "natural level," which for

aerial power lines is defined as the breakdown voltage of

the insulation under load and, for electrical machines

and apparatus, as the rated service life of the insulation.

Insulation chosen according to natural level must have a

reliable system for protection from or limiting of

overvoltages. Statistical methods, which were necessary

because of the probabilistic nature of overvoltages, the

process of aging of insulation, and other factors, came

into general use in the 1960's for solving the problems of

the choice of insulation levels and the coordination of

insulation."

As part of IEC 60664 a far short er and more readily

comprehensible definition was established:

"insulation coordination: mutual correlation of

insulation characteristics of electrical equipment taking

into account the expected micro-environment and other

influencing stresses"

Insulation coordination is also defined in IEC 60050

[IEV 604-03 -08] as: "The selection of the electric

strength of equipment in relation to the voltages which

can appear on the system for which the equipment is

intended, and taking into account the service

environment and the characteristics of the available

protective devices."

While slightly different and with a different emphasize

the brief description s in IEC 60664 [4] , [5], [6] an d

IEC 60050 [8] are well suited to describe the use in

photovoltaics. I.e. the correlation of live parts in a micro -

climate where the micro-climate must be assessed and

can be very different depending on position of the live

part in the PV module and its purpose.

The concept of Insulation Coordination was first

introduced in power system to arrange the electrical

insulation levels of different components in the electrical

power system in such a manner that the failure of

insulators, when occurring, is confined to the place where

it would result in the least damage of the system and is

easy to repair and replace. This leads to a probability of

failure study of all insulating parts to find the weakest

insulation point nearest to the power source. I.e . the aim

of insulation coordination is to reduce the risk of failure

to an economically and operationally acceptable level of

cost and disturbance of normal operation caused by

insulation failure.

Based on the definition and the scope for electronic

devices the following aspects are essential:

What are the voltages that can occur?

! Overvoltages, system voltage and

working voltage.

The intended use of the equipment here the

PV module.

Environment and serviceability of the

equipment.

a. Overvoltage C ategory

The Overvoltage Category is defined in IEC 60664-1 [4] .

The concept of Overvoltage Categories is used for

equipment energized directly from the low voltage mains.

The Overvoltage Categories have a probabilistic

implication rather than the meaning of physical

attenuation of the transient overvoltage downstream in

the installation.

An Overvoltage Category is a measure which defines a

condition concerning the transient overvoltage.

Categories I, II, III, and IV are applied for equipment

used in low voltage systems and PV installations must

comply with these requirements. A detailed description

of each category is given in IEC 60664- 1.

As per the definitions from IEC 60664 and with

agreement of TC 109 (Insulation coordination for low-

voltage equipment) PV modules are defaulted to

Overvoltage Category III equipment.

b. Concept of Classes:

Protection against electrical shock is achieved by a

combination of the constructional arrangements for the

equipment and device, together with the method of

installation.

Four classes are defined per IEC 61140 [9] and used in

the concept of Insulation Coordination for determination

of spacing requirements. Most PV modules were and

will be constructed following Class II requirements and

are therefore allowed to be installed in non-restricted

access areas.

Class II equipment must be marked with the graphical

symbol no. 5172 of IEC 60417 (double square) [10] .

c. Pollution Degree (PD )

Pollution Degree is a very important parameter and most

likely will vary between parts in a PV module. The

micro-environment determines the effect of pollution on

the insulation. The macro-environment, however, has to

be taken into account when considering the micro-

environment. It is important to differentiate between the

marco-climate and the local micro- climates of each live

part. Different construction means may reduce impact of

pollution at the insulation under consideration by

effective use of enclosures, encapsulation or hermetic

sealing. Such means to reduce pollution may not be

effective when the equipment is subject to condensation.

Small clearances can be bridged completely by pollutants

such as solid particles, dust and water and therefore

minimum clearances are specified where pollution may

be present in the micro-environment. Creepage distances

are similarly affected by pollutants. In g eneral , pollution

will become conductive in the presence of humidity or

water. Pollution caused by contaminated water, soot,

metal or carbon dust is inherently conductive.

IEC 60664 -1 [4] states four degrees of pollution: PD 1 to

PD 4. Here PD 1 represents a micro-climate with n o

pollution or only dry, non-conductive pollution. The

pollution has no influence on Insulation. The w orst- case

is represented by PD 4 where a continuous conductivity

occurs due to conductive dust, rain or other wet

conditions. For a PV module PD 4 may exist on the outer

surfaces, but those are typically not part of clearances or

creepages distances. For all other parts within the

module or better with in the laminate PD 1 to PD 3 apply.

For most PV module designs and their components the

default Pollution Degree is PD=2 while under test

defined in IEC 61730- 2. Special design can be

implemented and tested to verify compliance with PD 1.

This is an important aspect to understand because the

Pollution Degree has a great impact of required clearance

and creepages distances. More details can be found in

IEC 61730 [7] and [1].

The pollution will impact clearance and c reepage, but the

mirco-climate has further environmental stressors

impacting spacing. Relative humidity, condensation of

moisture and rain are obvious, but temperature and air

pressure will have an impact as well. This is why

materials must have certain temperature stability and why

de-rating of system voltage applies for high altitude

applications.

d. Material Group

IEC 60664-1 [4] defines four Material G roups as follows:

Material Group I: 600 CTI; PLC=0

Material Group II: 400 CTI < 600; PLC=1

Material Group IIIa: 175 CTI < 400;

Material Group IIIb: 100 CTI < 175. PLC=4

For simplicity of requirements in IEC 61730 MG IIIa and

IIIb are combined into MG=3.

CTI (comparative tracking index) is determined in

accordance to IEC 60112 [11] using solution A. The CTI

compares the performance of various insulating materials

under test conditions to form conductive tracks or show

tracking induced by high voltages. CTI provides a

qualitative comparison and in the case of insulating

materials having a tendency to form tracks, it also gives a

quantitative comparison. UL 746A [12] uses a PLC

classification of 0 to 5. For glass, ceramics or other

inorganic insulating materials which do not track,

creepage distances need not be greater than their

associated clearance for the purpose of insulation

coordination. Most materials used today in photovoltaic

modules typically fall within material groups I and II.

5. EXAMPLE

While the new standard indeed appears more complex it

draws on the established horizontal standards, complies

with IEC regulations, enables innovative new ways to

apply advanced materials and construction methods, and

can lead to lower costs via reduced spacing.

The following example provides a comparison between

Edition 1 and 2 on a mock-module that was formally an

application class A module and is now a Class II module.

All details, especially the spacing are summarized in

Table 1.

Details within this example: All materials to be used for

insulation have a CTI rating of >600 and therefor fall

under the Material Group I (MG=I). Based on the

installation site and the required Class (e.g. by national

electric code for this example Class II) it is assumed

that the insulation system must be treated as Pollution

Degree II (PD=II). Table 3 of IEC 61730-1 Ed . 2

provides all spacing requirements. The resulting module

will have a live part outer surface (touchable) spacing

of 10mm which is slightly larger than today. But if it can

be proven that the encapsulation system of live parts

reduced the pollution degree to PD=1 the spacing could

be reduced to 6.4mm, lower than today.

However, if the module design allows for the use of the

concept of a Cemented J oint the spacing requirements are

even lower (2mm), but the requirements for testing and

verification are more stringent.

What does this mean? Adhesive joints within PV

modules can be considered Cemented Joints and are

acceptable as equivalent to reinforced insulation under

consideration of distances through C emented Joints per

Tables 3 and 4 of IEC 61730 Edition 2. Table 3 of

IEC 61730- 1 allows to reduce the spacing to only 2.0mm

in this 1.000 V system voltage example if a Cemented

Joint can be demonstrated under test.

Table 1: Comparison of a module designed for a

system voltage of 1.000 V and the impact of

Edition 2 vs E dition 1 on spacing. (PD=Pollution

Degree, MG=Material Group)

Application Class /

Class

Requirements of

polymeric materials

serving as support

for live parts

Based on

UL 746A

Section 5.3

CTI>250

(Usys<600V)

Thickness of

Backsheet/Frontsheet

Not defined,

results from

partial

discharge

test

8.4mm

(Table 4 in

edition 1)

Not defined

and

differently

interpreted

6.4mm for

PD=1

10.0mm for

PD=2 and

MG=I

Spacing live part to

outer surface

6.4mm

(PD=1)

or

10.0mm

(PD=2)

6. SUMMARY

A significant amount of work has been invested in

developing Edition 2 of IEC 61730. The project is

expected to come to a successful end soon and

publication of the new standard is expected in 2016.

The fast paced price reduction of PV modules not only

raised concerns about their quality but also about their

safety. To better define safety relevant parameters and to

comply with IEC regulation to use horizontal standards

the current draft was developed employing the concepts

of Insulation Coordination, Classes, P ollution Degree and

Material Groups. The respective background s of th ese

concepts were highlighted in this paper. As evident from

the example provided in section 5, some designs will

require larger spacing. However, innovative module

design enables improve d total area efficiency of PV

modules due to reduced component spacing. This, in

turn, will result in further cost reduction and make clean

PV energy even more competitive.

7. REFERENCES

[1] Jaeckel, B., et al, "Safety of Photovoltaic Modules

an Overview of the Significant Changes Resulting

from Maintenance of IEC 61730 Series", 29th

European Photovoltaic Solar Energy Conference

Amsterdam (2014)

[2] Jaeckel, B., et al, "Combined standard for PV module

design qualification and type approval: New IEC

61215 series", 29th European Photovoltaic Solar

Energy Conference Amsterdam (2014)

[3] IEC Guide 108 "Guidelines for ensuring the

coherency of IEC publications Application of

horizontal standards."

[4] IEC 60664-1: Insulation coordination for equipment

within low-voltage systems Part 1: Principles,

requirements and tests

[5] IEC/TR 60664-2- 1: Insulation coordination for

equipment within low-voltage systems Part 1:

Principles, requirements and tests

[6] IEC 60664-3: Insulation coordination for equipment

within low-voltage systems Part 3: Use of coating,

potting or molding for protection against pollution

[7] IEC 82/923/ CDV and 82/924/CDV 61730- series,

Photovoltaic (PV) Module Safety Qualification

[8] IEC 60050- series, International Electrotechnical

Vocabulary

[9] IEC 61140:2001, Protection against electric shock

Common aspects for installation and Equipment with

Amendment 1 (2004)

[10] IEC 60417: Graphical symbols for use on equipment

Symbol originals

[11] IEC 60112:2003, Method for the determination of the

proof and the comparative tracking indices of solid

insulating materials

[12] UL 746C: Polymeric Material- Use in Electrical

Equipment Evaluations

ResearchGate has not been able to resolve any citations for this publication.

Since release of Edition 1 of IEC 61730 series the photovoltaic industry has experienced rapid growth and undergone a large number of changes. As a result, during the past two years Working Group 2 (WG2) of the technical committee for Solar Photovoltaic Energy Systems (TC82) of the International Electrotechnical Commission (IEC) invested a considerable effort in updating the governing PV module safety standards to respond to PV industry needs as well as reflect technological changes and advances. In particular, with the revision of IEC 61730 a need to reflect the current understanding of low voltage DC (up to 1,500V d.c.) components and materials used in the construction of PV modules arouse. This includes permitting new materials and new designs while at the same time complying with international horizontal standards that need to be met in order to comply with governing national electric codes. Part 1 of IEC 61730 addresses the minimum requirements for module design while Part 2 deals with the required tests protocols and test sequences. New tests have been added to Part 2 of Edition 2 as the material requirements necessitate the confirmation of their properties during PV module operation. This paper explains the most crucial changes to Edition 1 of IEC 61730 series and shows that most PV modules on the market today already fulfill the requirements of the second edition. In this context it is important to understand the concepts of component approvals, insulation coordination, protection against electric shock, overvoltage category, protection class, material group and pollution degree as well as the resulting voltage limitation conjunction to minimum clearances (cl) and creepage distances (cr) and distance through insulation (dti) for cemented joints.

The commercial success of photovoltaics (PV) is largely based on the long-term reliability of the PV modules. Current PV modules tend to carry a performance warranty of 25 years. These modules are typically qualified to IEC 61215 or IEC 61646 – design qualification and type approval for terrestrial crystalline Si (c-Si) or thin-film (TF) technologies, respectively. These qualification tests have shown to adequately identify design, material, and process flaws that could lead to premature field failures. Consequently, PV module customers have come to appreciate the criticality of the tests set forth in IEC standards 61215 and 61646. The PV market has come to trust these IEC standards, and as such they represent an essential component of the success of the rapid growth of the PV market. Since the last revisions of the standards the knowledge of PV failure modes increased dramatically. To retain market trust in the IEC standards, maintenance of the pertinent standards needs to assure compliance with state-of-the-art knowledge and best practices. To be prepared for the upcoming technology developments this new structure allows fast changes to keep the standards up-to date. Over the past two years Working Group 2 (WG2) of the technical committee for Solar Photovoltaic Energy Systems (TC82) within the International Electrotechnical Commission (IEC) invested a considerable effort to update and merge the terrestrial PV module design qualification and type approval standards into a single IEC 61215 series. Part 1 addresses the minimum requirements for testing with subparts 1-1 through 1-4 addressing PV technology specific deviations – e.g. stabilization – while Part 2 deals with the required tests protocols and test sequences. In the current committee draft of edition 3 the power output verification has been completely overhauled, new tests have been added, and pass/fail criteria revised. This paper explains the most crucial changes to edition 3 of IEC 61215 and provides the rationale for the applied changes. There are multiple reasons for the changes, but one significant justification is that the new standard series allows more flexibility and faster responses to changes in any given PV technology.

Protection against electric shock -Common aspects for installation and Equipment with Amendment

IEC 61140:2001, Protection against electric shock -Common aspects for installation and Equipment with Amendment 1 (2004)

60664-2-1: Insulation coordination for equipment within low-voltage systems – Part 1: Principles, requirements and tests

  • Iec Tr

IEC/TR 60664-2-1: Insulation coordination for equipment within low-voltage systems – Part 1: Principles, requirements and tests

Guidelines for ensuring the coherency of IEC publications – Application of horizontal standards

  • Iec Guide

IEC Guide 108 " Guidelines for ensuring the coherency of IEC publications – Application of horizontal standards. "

Method for the determination of the proof and the comparative tracking indices of solid insulating materials

IEC 60112:2003, Method for the determination of the proof and the comparative tracking indices of solid insulating materials

Combined standard for PV module design qualification and type approval: New IEC 61215 -series

  • B Jaeckel

Jaeckel, B., et al, "Combined standard for PV module design qualification and type approval: New IEC 61215 -series", 29th European Photovoltaic Solar Energy Conference -Amsterdam (2014)